"At CE Records, we didnât just build a software platform; we solved a decades-old industry bottleneck. Having spent years supporting thousands of financial services professionals in the MFDA, IIROC, and Intermediary, Carrier and Manufacturer distributor networks, we saw firsthand the "chasing taxâ â the painful, manual scramble to track and report professional development credits that drains company productivity and risks regulatory standing."
We aren’t a course provider; we are the engine that tracks them all. We consolidate internal and third-party credits into one real-time dashboard.
We give management a holistic view of company-wide competency, allowing you to align professional development with your companyâs long-term growth strategy.
CE Records was awarded Wealth Professional Canadaâs Wealth Tech Providers 2026 Award, given to companies that
are employing technological innovation to transform the Canadian wealth management industry, improve advisor efficiency, and enhance client experiences.
Our clients donât just “fulfill obligations,” they gain the freedom to focus on building their business, knowing their professionals are compliant, their records are audit-ready, and their reputations are protected.
We don’t wait for data; we hunt it. We believe that in a regulated industry, “close enough” isn’t good enough. We are committed to providing the adaptive architecture that ensures records are accurate, real-time, and audit-ready.
Time is a firmâs most finite resource. We are obsessed with eliminating the “chasing tax” â the manual, administrative drag that slows growth. If a process can be automated to save our clients an hour of billable time, we automate it.
We are a platform, not a gatekeeper. By remaining independent of specific course providers, we serve as a pure, unbiased source of truth. Our loyalty is strictly to the accuracy of the record and the compliance of the professional.
Compliance shouldn’t be a rearview-mirror activity. We value foresight. We build tools that help firms look 12 months ahead to prevent violations, rather than 12 months back to fix errors.
We donât chase tech trends; we solve industry bottlenecks. Our recognition as a 2026 Wealth Tech Provider Award winner is a result of our focus on one goal: making the professional development journey seamless for the individual and strategic for the firm.
Discover why CE Records was awarded Wealth Professional Canadaâs Wealth Tech Providers 2026 Award, given to companies employing technological innovation to transform the Canadian wealth management industry, improve advisor efficiency, and enhance client experiences.
