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Know where you are at one glance

Keeps you motivated to take courses to increase your expertise

Track everything you need

Keeps you up to date with the latest regulations and requirements.

Maintain them with ease

You can make sure all your designations are on your dashboard & track the progress for each of them.

Never miss any deadline

Avoid last-minute anxiety thanks to our timely reminders and notifications.

Know what actions you need to take

Track all your certificates and identify which ones are outstanding.

Know Where You Stand

Track how many CE credits you need to maintain your Licenses and Designations.

Avoid Business Disruptions

Avoid the last-minute scramble to get CE credits at the end of each of your cycles.

Minimize Your Documents

Have an up to date record of your CE credits for your License and Designations, all in one place.

Report With Confidence

Report to regulators and sign attestations with confidence.

Start Tracking Your CE Credits Today!
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All-in-one early warning and tracking CE Credit platform built for Advisors by advisors!

Have confidence knowing you will be well prepared for any future CE audit, and save time for yourself and your assistant by putting CE Records into your business process.

We are passionate about solving CE compliance anxiety and creating business comfort for advisors.
This is why we created CE Records.

Sign-up and put CE Records into your business practice today

What our clients are saying

“For years I scrambled. CE Records application was a breath of fresh air. It allowed me to record the courses as soon as I took them, upload my certificates, and at year-end everything was there at my fingertips. It also alerted me to whether or not I was deficient on any requirements, early in the year, so I could proactively plan to make sure I completed my requirements."

“CE Records makes it easy for me to record, track and comply with my CE requirements. It was incredibly simple to use and has an intuitive UI that makes CE tracking painless. In a single location I can see which CE credits I’m missing so I can focus my time on attending the right type of CE accredited presentations. This app takes a tiresome task and makes it easy and concise. I wish I had something like this for other areas of my business."

“I wish I had this tool when I was a practicing Associate Portfolio Manager. I had to track separate credits for my CFA designation, my insurance license, as well as for my securities license requirements. What a way to save time, frustration and expense."

“As a compliance officer, I’m delighted that a platform like CE Records is dedicated to reducing the administrative burden on investment professionals - This type of development fills a need in the industry. Compliance officers at dealers and insurance distribution firms should all take a close look at this tracking app to help their advisors manage their continuing education obligations for licenses and designations."

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Desmond Rampersad CLU

Financial Advisor

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Warren Miles-Pickup

Advisor and Owner, Portum Financial Services Inc.

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David Hogg, CFA

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Doug Krist

Compliance Director, Fiera Capital Corporation

CE-Records Subscriptions

Standard

$ 9 99

Monthly (CAD$)

  • Add unlimited licenses
  • Add unlimited designations
  • Add unlimited CE records
  • Track your CE cycle
  • Timely reminders
  • Ability to run reports

Premium

 $ 15 00

Monthly (CAD$)

  • Add unlimited licenses
  • Add unlimited designations
  • Add unlimited CE records
  • Track your CE cycle
  • Timely reminders
  • Ability to run reports
  • Track certificates by status
  • Missing certificate reports

Corporate

  • Enterprise set up
  • Producer Group set up
  • Access to Premium features
  • Custom pricing

Standard

$ 110

Annually (CAD$)

  • Add unlimited licenses
  • Add unlimited designations
  • Add unlimited CE records
  • Track your CE cycle
  • Timely reminders
  • Ability to run reports

*You will not be charged for 30 days from date of sign up for annual plans.
You can cancel anytime.

Premium

$ 168

Annually (CAD$)

  • Add unlimited licenses
  • Add unlimited designations
  • Add unlimited CE records
  • Track your CE cycle
  • Timely reminders
  • Ability to run reports
  • Track certificates by status
  • Missing certificate reports

*You will not be charged for 30 days from date of sign up for annual plans.
You can cancel anytime.

Corporate

  • Enterprise set up
  • Producer Group set up
  • Access to Premium features
  • Custom pricing