Why CE Records

Why CE Records?

All-in-one early warning and tracking CE Credit platform built for Advisors by advisors!

Have confidence knowing you will be well prepared for any future CE audit, and save time for yourself and your assistant by putting CE Records into your business process.

We are passionate about solving CE compliance anxiety and creating business comfort for advisors. That’s why we created this All-in-one early warning and tracking CE Credit platform built for Advisors by advisors!

Sign-up and put CE Records into your business practice today

“CE Records makes it easy for me to record, track and comply with my CE requirements. It was incredibly simple to use and has an intuitive UI that makes CE tracking painless. In a single location I can see which CE credits I’m missing so I can focus my time on attending the right type of CE accredited presentations. This app takes a tiresome task and makes it easy and concise. I wish I had something like this for other areas of my business.”

Warren Miles-PickupAdvisor and Owner, Portum Financial Services Inc.
“I wish I had this tool when I was a practicing Associate Portfolio Manager. I had to track separate credits for my CFA designation, my insurance license, as well as for my securities license requirements. What a way to save time, frustration and expense.”

David HoggCFA
“As a compliance officer, I’m delighted that a platform like CE Records is dedicated to reducing the administrative burden on investment professionals – This type of development fills a need in the industry. Compliance officers at dealers and insurance distribution firms should all take a close look at this tracking app to help their advisors manage their continuing education obligations for licenses and designations.”

Doug KristCompliance Director, Fiera Capital Corporation
“For years I scrambled, CE Records application was a breath of fresh air. It allowed me to record the courses as soon as I took them, upload my certificates, and at year-end everything was there at my fingertips. It also alerted me to whether or not I was deficient on any requirements, early in the year, so I could proactively plan to make sure I completed my requirements.”

Desmond Rampersad CLUFinancial Advisor
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